Cambridge Investment Research Advisors, Inc. (Fairfield)

Inc. Cambridge Investment GroupShareholder/holding company 1 Jan 200575% - 100%39-1897480Eric SchwartzPresident/chief executive officer/director 1 Jan 2005Other1203799Peter Domenico DolliveSr.vice president/treasurer 1 Jan 2005Other1139818Amy Lynn WebberExec vice president/chief operating officer/sec'y/director 1 Jan 2005Other1812670James Eugene GuyExec vice president/chief marketing officer/director 1 Jan 2005Other868659Dawn Michelle BallardVice president, finance & accounting/finop 1 Jan 2005Other4307612Carol Lynn FischerVice president, administration/crop/msrbp 1 Jan 2005Other2419929James Matthew MillsAss't vice president, trading & operations/srop/rop 1 Jan 2005Other2584216Marcia Lynn MartinSr. vice president, compliance/cco/director 1 Jan 2005Other1290096Carol Lynn FischerVp, advisor services 1 Dec 2005Other2419929Carol Lynn FischerVice president, advisor services/crop 1 Jan 2006Other2419929James Matthew MillsAss't vice president, trading & operations/srop/msrpb 1 Jan 2006Other2584216Sharon Louise HopwoodMsrbp, srop 1 Apr 2006Other4116985Sharon Louise HopwoodManager, operations & trading/srop 1 May 2006Other4116985Lorna Ann HernVice president, operations & trading/msrbp 1 May 2006Other1887389Peter Stanley VonderheideSupervisor, operations/crop 1 May 2006Other870134Sharon Louise BoatmanManager, operations & trading/srop 1 May 2006Other4116985James Daniel SullivanExecutive vice president/director 1 Jul 2006Other700867Carla Jean StoneAssistant vice president, finance/controller/finop 1 Oct 2006Other3193985Lewis Maverick BallardCommissions analyst/crop 1 Feb 2007Other4864195Alexander R BastronSenior trader/rop 1 Mar 2007Other5132228Jerry Lee OliverSr. vice president, finance & human resources/finop 1 Aug 2007Other1984426Eric SchwartzChief executive officer/chairman, board of directors 1 Sep 2007Other1203799Peter Domenico DolliveFirst vice president, due diligence/treasurer 1 Sep 2007Other1139818Amy Lynn WebberPresident/sec'y/director 1 Sep 2007Other1812670James Eugene GuyFirst exec vice president/chief marketing officer/director 1 Sep 2007Other868659Frederick John VetterAvp, compliance/aml compliance officer/crop 1 Nov 2007Other2155203Kaley Dwight FleigCrop (under 90 day rule) 1 Jan 2008Other4663103Matthew Aron NelsonRop 1 Feb 2008Other4446766Dale Gregory TrippAvp, operations and trading/msrbp 1 Apr 2008Other2666634Marcia Lynn MartinSr. vice president/director, operations/partner support 1 Jun 2008Other1290096Thomas John AndersonChief compliance officer 1 Jun 2008Other2310015Colleen Mcguire BellAvp, compliance/aml compliance officer 1 Aug 2008Other5077188Colleen Mcguire BellAvp, compliance/chief compliance officer 1 Nov 2010Other5077188Thomas John AndersonFirst vp, compliance/chief compliance officer 1 Jan 2011Other2310015Ryan S. ReinekeSr. vice president, operations and technology/chief operating officer 1 Feb 2014Other4307646Ryan Scott ReinekeSr. vice president, operations and technology/chief operating officer 1 Feb 2014Other4307646Melissa Rilynn LonerVice president, fiduciary services/chief compliance officer 1 Jan 2016Other3271834Colleen Mcguire BellFirst vice president fiduciary services 1 Mar 2016Other5077188Richard Charles BoylesSr. vice president, finance & human resources/finop 1 Apr 2016Other2210763Colleen Mcguire BellSenior vice president, chief fiduciary service officer 1 Dec 2016Other5077188Eric SchwartzChairman of the board of directors 1 Jan 2017Other1203799Amy Lynn WebberPresident/chief executive officer/sec'y/director 1 Jan 2017Other1812670Ryan Scott ReinekeChief operations and technology officer 1 Jan 2017Other4307646Kyle Russell SelbergSvp, bus dev & chief bus dev officer/director 1 Jan 2018Other1037140Jeffrey Francis VivacquaSr. vp marketing/director 1 Jan 2018Other2608892Seth Aaron MillerSvp, risk mgmt, gen counsel & cro/director 1 Jan 2018Other5495508John Douglas Baxley1st vice president, fiduciary services, chief compliance officer 1 Sep 2019Other3214809